Diagnostics
Mizen has developed innovative diagnostic products to assist in addressing challenges faced in today’s regulatory environment. Our unique proprietary products help you conduct in-depth explorations of your compliance programs and determine gaps, inefficiencies and areas for improvement. Our approach explores the culture of the institution to understand operational barriers as well as compliance processes in depth to gauge effectiveness and sustainability. The results of culture and process diagnostics may be converged or utilized separately.
We use our diagnostics to quickly assess, remediate and validate all aspects of compliance programs with proprietary tools that reside on a state-of-the-art management platform. These support the understanding, oversight, management or implementation of compliance processes thereby reducing risk, costs, effort and time.
Our approach explores the culture of the institution to understand operational barriers as well as compliance processes in depth to gauge effectiveness and sustainability. The results of culture and process diagnostics may be converged or utilized separately.
Culture Assessments
- Assess the strength of your institution’s compliance and conduct cultures
- Provide independent benchmark of behaviors and practices
Process Assessments
- Self-assess the completeness and effectiveness of your compliance program processes:
- AML and Sanctions
- Conduct Risk
- Corporate Compliance
- Customer Product Suitability
- Cybersecurity
- Data Protection
Fintech Registry
The Fintech Registry is a secure cloud-based portal that provides Compliance as a Service (CaaS) to Fintech firms and serve as a marketplace for banks to engage with them. Coming Soon!
